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Hennessy Small Cap Financial Fund Institutional Class (HISFX)

Net Asset Value
1 Day
Overall Morningstar Rating
Style or Category
No Load
Sales Expenses
Expense Ratio
Above Average
Morningstar Risk Rating™
Investment Objective The investment seeks capital appreciation. The fund invests at least 80% of its net assets- plus the amount of any borrowings for investment purposes- in securities of small-cap companies "principally engaged" in the business of providing financial services to consumers and industry. The fund's manager considers a small-cap company to be one that has a market capitalization of less than $3 billion- measured at the time of purchase. It will not invest more than 5% of its total assets in the equity-related securities of any one company that derives more than 15% of its revenues from brokerage or investment management activities. The fund is non-diversified.


1 month+1.88% 3 years+18.56%
3 months+4.42% 5 years+14.86%
1 year+8.91% Since inception+11.17%
Data through --

Peer Comparisonvs. Financial

Performance 5-yr return+14.86%+15.47%
Expense ratio1.18%1.73%
Risk 5 year sharpe ratio0.961.08
Net assets$201.6M$471.0M
Average market cap$1.3B$3.3B
Average P/E20.79.4
Portfolio turnover46%46%

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Fund Management and Purchase Info

Fund familyHennessy
Fund manager & tenureDavid Ellison / 21 Years
Minimal initial investment$250,000.00
Minimum IRA investment--


U.S. stock95.28%
International stock1.13%
Fixed income0.00%
Top 5 Sectors
Portfolio weighting
Financial service 94.29%
Business service 4.68%
Industrial materials 1.03%
Consumer goods 0.00%
Consumer service 0.00%
Top 10 Holdings
Portfolio weighting
HIFS Hingham Institution For Savings4.93%
OPB Opus Bank4.81%
BANC Banc of California Inc4.77%
BRKL Brookline Bancorp Inc4.72%
FCB FCB Financial Holdings Inc4.04%
EBSB Meridian Bancorp Inc3.94%
OCFC OceanFirst Financial Corp3.78%
BKU BankUnited Inc3.74%
WAFD Washington Federal Inc3.49%