Hennessy Small Cap Financial Fund Investor Class (HSFNX)

Net Asset Value
1 Day
Overall Morningstar Rating
Style or Category
No Load
Sales Expenses
Expense Ratio
Morningstar Risk Rating™
Investment Objective The investment seeks capital appreciation. The fund invests at least 80% of its net assets plus the amount of any borrowings for investment purposes in securities of small-cap companies "principally engaged" in the business of providing financial services to consumers and industry. The adviser considers a small-cap company to be one that has a market capitalization of less than $3 billion, measured at the time of purchase. It may invest up to 20% of its net assets in companies with larger market capitalizations or companies outside of the financial services group of industries. The fund is non-diversified.


1 month-7.17% 3 years+12.32%
3 months-3.52% 5 years+7.33%
1 year-6.31% Since inception+10.62%
Data through --

Peer Comparisonvs. Financial

Performance 5-yr return+7.33%+10.45%
Expense ratio1.50%1.89%
Risk 5 year sharpe ratio0.610.70
Net assets$220.1M$277.2M
Average market cap$1.4B$40.5B
Average P/E16.715.6
Portfolio turnover47%47%

There are thousands of mutual funds to choose from. Get Money Magazine’s picks in all major categories.

Fund Management and Purchase Info

Fund familyHennessy
Fund manager & tenureDavid Ellison / 18 Years
Minimal initial investment$2,500.00
Minimum IRA investment$250.00


U.S. stock97.51%
International stock2.49%
Fixed income0.00%
Top 5 Sectors
Portfolio weighting
Financial service 94.29%
Business service 4.68%
Industrial materials 1.03%
Consumer goods 0.00%
Consumer service 0.00%
Top 10 Holdings
Portfolio weighting
SNV Synovus Financial Corp4.83%
WAFD Washington Federal Inc4.66%
ISBC Investors Bancorp Inc4.52%
AF Astoria Financial Corporation4.52%
BANR Banner Corp4.52%
PFS Provident Financial Services Inc4.46%
BKU BankUnited Inc4.30%
FFIC Flushing Financial Corp4.22%
CSBK Clifton Bancorp Inc4.19%
WTFC Wintrust Financial Corp3.95%

Most stock quote data provided by BATS. Market indices are shown in real time, except for the DJIA, which is delayed by two minutes. All times are ET. Disclaimer.

Morningstar: © 2015 Morningstar, Inc. All Rights Reserved.

Factset: FactSet Research Systems Inc. 2015. All rights reserved.

Chicago Mercantile Association: Certain market data is the property of Chicago Mercantile Exchange Inc. and its licensors. All rights reserved.

Dow Jones: The Dow Jones branded indices are proprietary to and are calculated, distributed and marketed by DJI Opco, a subsidiary of S&P Dow Jones Indices LLC and have been licensed for use to S&P Opco, LLC and CNN. Standard & Poor's and S&P are registered trademarks of Standard & Poor’s Financial Services LLC and Dow Jones is a registered trademark of Dow Jones Trademark Holdings LLC. All content of the Dow Jones branded indices © S&P Dow Jones Indices LLC 2015 and/or its affiliates.