Hennessy Small Cap Financial Fund Investor Class (HSFNX)

Net Asset Value
1 Day
Overall Morningstar Rating
Style or Category
No Load
Sales Expenses
Expense Ratio
Morningstar Risk Rating™
Investment Objective The investment seeks capital appreciation. The fund invests at least 80% of its net assets plus the amount of any borrowings for investment purposes in securities of small-cap companies "principally engaged" in the business of providing financial services to consumers and industry. The adviser considers a small-cap company to be one that has a market capitalization of less than $3 billion, measured at the time of purchase. It may invest up to 20% of its net assets in companies with larger market capitalizations or companies outside of the financial services group of industries. The fund is non-diversified.


1 month-4.19% 3 years+17.43%
3 months-2.92% 5 years+7.65%
1 year-5.09% Since inception+10.29%
Data through --

Peer Comparisonvs. Financial

Performance 5-yr return+7.65%+9.75%
Expense ratio1.50%1.76%
Risk 5 year sharpe ratio0.500.65
Net assets$229.4M$282.2M
Average market cap$1.3B$40.5B
Average P/E14.115.4
Portfolio turnover57%57%

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Fund Management and Purchase Info

Fund familyHennessy
Fund manager & tenureDavid Ellison / 17 Years
Minimal initial investment$2,500.00
Minimum IRA investment$250.00


U.S. stock96.34%
International stock2.46%
Fixed income0.00%
Top 5 Sectors
Portfolio weighting
Financial service 94.29%
Business service 4.68%
Industrial materials 1.03%
Consumer goods 0.00%
Consumer service 0.00%
Top 10 Holdings
Portfolio weighting
BANR Banner Corp4.34%
ZION Zions Bancorp4.30%
SNV Synovus Financial Corp4.26%
BKU BankUnited Inc4.26%
WAFD Washington Federal Inc4.22%
PFS Provident Financial Services Inc4.06%
AF Astoria Financial Corporation4.05%
WTFC Wintrust Financial Corp4.03%
FFIC Flushing Financial Corp4.00%
ISBC Investors Bancorp Inc3.88%

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