ALPS | Red Rocks Listed Private Equity Fund Class C (LPFCX)

Net Asset Value
1 Day
Overall Morningstar Rating
Miscellaneous sector
Style or Category
No Load
Sales Expenses
Expense Ratio
Morningstar Risk Rating™
Investment Objective The investment seeks to maximize total return, which consists of appreciation on its investments and a variable income stream. The fund will invest at least 80% of its net assets in (i) securities of U.S. and non-U.S. companies, including those in emerging markets, listed on a national securities exchange, or foreign equivalent, that have a majority of their assets invested in or exposed to private companies or have as their stated intention to have a majority of their assets invested in or exposed to private companies and (ii) derivatives that otherwise have the economic characteristics of Listed Private Equity Companies.


1 month+1.31% 3 years+22.07%
3 months+1.15% 5 years--
1 year+2.24% Since inception+16.02%
Data through --

Peer Comparisonvs. Miscellaneous sector

Performance 5-yr return--+7.07%
Expense ratio2.90%3.10%
Risk 5 year sharpe ratio0.750.79
Net assets$478.5M$104.2M
Average market cap$6.7B$6.3B
Average P/E9.717.5
Portfolio turnover----

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Fund Management and Purchase Info

Fund familyALPS
Fund manager & tenureAdam Goldman / 6 Years
Minimal initial investment$2,500.00
Minimum IRA investment--


International stock41.54%
Fixed income33.55%
U.S. stock22.94%
Top 5 Sectors
Portfolio weighting
Financial service 69.74%
Industrial materials 24.62%
Healthcare 2.75%
Business service 0.15%
Telecommunication 0.11%
Top 10 Holdings
Portfolio weighting
-- Harbourvest Global Private Equity Ltd5.63%
-- Eurazeo Ord5.31%
BX Blackstone Group LP5.07%
KKR KKR & Co LP4.97%
CG The Carlyle Group L P4.85%
-- SVG Capital Ord4.45%
-- Onex Corp4.28%
-- Aurelius AG4.04%
WNDLF Wendel Ord3.89%
-- 3i Ord3.86%

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