SWS Group Inc (NYSE:SWS)

Data as of Oct 22
 -0.11 / -1.56%
Today’s Change
Today|||52-Week Range
Investment Banks/Brokers

Company Description

SWS Group, Inc. is a diversified financial services holding company. The company delivers investment banking, commercial banking and related financial services to individual, corporate and institutional investors, broker/dealers, governmental entities and financial intermediaries. It operates through four segments: Clearing, Retail Brokerage, Institutional Brokerage and Banking. The Clearing segment provides clearing and execution services for general securities broker/dealers, for bank affiliated firms and firms specializing in high volume trading. The Retail Brokerage segment includes retail securities products and services, insurance products and managed accounts and encompasses the activities of its employee registered representatives and independent representatives. The Institutional Brokerage segment serves institutional customers in securities lending, investment banking and public finance, fixed income sales and trading, proprietary trading and agency execution services. The Banking segment offers traditional banking products and services and focuses on small business lending and short-term funding for mortgage bankers. SWS Group was founded by Donald A. Buchholz in 1972 and is headquartered in Dallas, TX.

Contact Information

SWS Group, Inc.
1201 Elm Street
Dallas Texas 75270-2180
P:(214) 859-1800
Investor Relations:
(214) 859-9343



Individual stakeholders31.71%
Other institutional29.60%
Mutual fund holders29.40%

Top Executives

Jim H. RossPresident, Chief Executive Officer & Director
Joseph Michael EdgeCFO, Treasurer & Senior VP-Investor Relations
W. Norman ThompsonChief Information Officer & Executive VP
Richard H. LittonExecutive Vice President
Allen R. TubbSecretary, Executive VP & General Counsel

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