| 20.37 Data as of May 24 |  +0.15 / +0.74%Today’s Change | 15.10 Today|||52-Week Range 21.05 | +4.30% Year-to-Date |
| Individual stakeholders | 9.76% |
| Mutual fund holders | 40.63% |
| Other institutional | 22.16% |
| 3/31/2013 | SSGA FUNDS MANAGEMENT, INC. Bought 334.3 Thousand shares of Cathay General Bancorp |
| 3/31/2013 | CITADEL ADVISORS LLC Bought 328.1 Thousand shares of Cathay General Bancorp |
| 3/31/2013 | BLACKROCK FUND ADVISORS Bought 297.5 Thousand shares of Cathay General Bancorp |
| Stockholder | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| Fidelity Management & Research Co... | 9.59% | 7,558,676 | 148,981,504 | -1,600 | -0.02% |
| BlackRock Fund Advisors | 6.99% | 5,515,782 | 108,716,063 | +297,497 | +5.70% |
| Dimensional Fund Advisors, Inc. | 5.38% | 4,241,195 | 83,593,953 | -40,405 | -0.94% |
| The Vanguard Group, Inc. | 5.23% | 4,121,752 | 81,239,732 | -93,902 | -2.23% |
| SSgA Funds Management, Inc. | 4.91% | 3,867,837 | 76,235,067 | +334,349 | +9.46% |
| Cambiar Investors LLC | 2.41% | 1,900,263 | 37,454,184 | +194,119 | +11.38% |
| Northern Trust Investments, Inc. | 2.36% | 1,861,323 | 36,686,676 | +49,986 | +2.76% |
| Chartwell Investment Partners LP | 1.46% | 1,153,085 | 22,727,305 | -248,290 | -17.72% |
| Loomis, Sayles & Co. LP | 1.43% | 1,126,820 | 22,209,622 | -4,732 | -0.42% |
| Citadel Advisors LLC | 1.30% | 1,021,849 | 20,140,644 | +328,075 | +47.29% |
| Mutual fund | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| Fidelity Low Priced Stock Fund | 5.23% | 4,125,000 | 81,303,750 | 0 | 0.00% |
| Fidelity Small Cap Discovery Fund | 3.11% | 2,450,000 | 48,289,500 | +250,000 | +11.36% |
| DFA US Small Cap Value Portfolio | 1.71% | 1,349,110 | 26,590,958 | -91,559 | -6.36% |
| Advisors Inner Circle-Cambiar Sma... | 1.64% | 1,295,500 | 25,534,305 | +85,000 | +7.02% |
| iShares Russell 2000 Index Fund | 1.58% | 1,243,960 | 24,518,452 | -15,105 | -1.20% |
| Vanguard Small Cap Index Fund | 1.58% | 1,241,772 | 24,475,326 | +32,423 | +2.68% |
| Vanguard Total Stock Market Index... | 1.25% | 989,866 | 19,510,259 | +49,008 | +5.21% |
| SPDR S&P Regional Banking ETF | 1.21% | 955,791 | 18,838,641 | -64,350 | -6.31% |
| Vanguard Explorer Fund | 1.16% | 915,495 | 18,044,406 | 0 | 0.00% |
| iShares Core S&P Mid Cap ETF | 1.09% | 856,017 | 16,872,095 | +32,239 | +3.91% |
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