| 11.99 Data as of May 23 |  -0.01 / -0.08%Today’s Change | 7.04 Today|||52-Week Range 12.25 | +59.87% Year-to-Date |
| Individual stakeholders | 7.56% |
| Other institutional | 6.13% |
| Mutual fund holders | 5.71% |
| 3/31/2013 | THE VANGUARD GROUP, INC. Bought 11.7 Thousand shares of Hawthorn Bancshares Inc |
| 3/31/2013 | TONTINE ASSOCIATES LLC Bought 5.5 Thousand shares of Hawthorn Bancshares Inc |
| 3/31/2013 | UBS SECURITIES LLC Bought 1.1 Thousand shares of Hawthorn Bancshares Inc |
| Stockholder | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| Tontine Associates LLC | 7.77% | 375,884 | 4,401,602 | +5,477 | +1.48% |
| The Vanguard Group, Inc. | 1.79% | 86,636 | 1,014,508 | +11,718 | +15.64% |
| Dimensional Fund Advisors, Inc. | 1.42% | 68,656 | 803,962 | +870 | +1.28% |
| RBF Capital LLC | 0.53% | 25,771 | 301,778 | 0 | 0.00% |
| The California Public Employees R... | 0.22% | 10,735 | 125,707 | 0 | 0.00% |
| Creative Planning, Inc. | 0.03% | 1,520 | 17,799 | 0 | 0.00% |
| BlackRock Advisors LLC | 0.02% | 1,149 | 13,455 | 0 | 0.00% |
| UBS Securities LLC | 0.02% | 1,176 | 13,771 | +1,087 | +1,221.35% |
| Metropolitan Life Insurance Co. | 0.01% | 583 | 6,827 | 0 | 0.00% |
| BlackRock Fund Advisors | 0.01% | 484 | 5,668 | 0 | 0.00% |
| Mutual fund | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| Heartland Value Fund | 2.84% | 137,540 | 1,610,593 | -45,001 | -24.65% |
| Vanguard Extended Market Index Fu... | 0.81% | 39,307 | 460,285 | +185 | +0.47% |
| Vanguard Total Stock Market Index... | 0.69% | 33,459 | 391,805 | +100 | +0.30% |
| DFA US Small Cap Value Portfolio | 0.56% | 27,110 | 317,458 | 0 | 0.00% |
| DFA Tax Managed US Targeted Value... | 0.17% | 8,440 | 98,832 | 0 | 0.00% |
| Fidelity Spartan Extended Market ... | 0.14% | 6,721 | 78,703 | 0 | 0.00% |
| DFA US Micro Cap Portfolio | 0.12% | 5,728 | 67,075 | 0 | 0.00% |
| DFA US Core Equity 2 Portfolio | 0.05% | 2,582 | 30,235 | 0 | 0.00% |
| Vanguard Balanced Index Fund | 0.04% | 2,123 | 24,860 | 0 | 0.00% |
| DFA US Vector Equity Portfolio | 0.04% | 2,036 | 23,842 | 0 | 0.00% |
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