| 11.97 Data as of May 24 |  +0.13 / +1.10%Today’s Change | 10.48 Today|||52-Week Range 14.81 | -14.56% Year-to-Date |
| Individual stakeholders | 65.48% |
| Other institutional | 35.36% |
| Mutual fund holders | 10.51% |
| 3/31/2013 | SECOND CURVE CAPITAL LLC Bought 187.3 Thousand shares of NewStar Financial Inc |
| 3/31/2013 | BLACKROCK FUND ADVISORS Bought 75.3 Thousand shares of NewStar Financial Inc |
| 3/31/2013 | INVESCO POWERSHARES CAPITAL MANA... Bought 29.9 Thousand shares of NewStar Financial Inc |
| Stockholder | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| Second Curve Capital LLC | 9.26% | 4,573,016 | 54,647,541 | +187,310 | +4.27% |
| Swiss Reinsurance Co. Ltd. (Inves... | 6.07% | 3,000,000 | 35,850,000 | 0 | 0.00% |
| Northwestern Investment Managemen... | 5.98% | 2,954,301 | 35,303,897 | -473,125 | -13.80% |
| Dimensional Fund Advisors, Inc. | 4.92% | 2,431,262 | 29,053,581 | +4,821 | +0.20% |
| Twin Oaks Partners LLC | 4.57% | 2,257,204 | 26,973,588 | 0 | 0.00% |
| The Vanguard Group, Inc. | 2.57% | 1,271,098 | 15,189,621 | -60,958 | -4.58% |
| BlackRock Fund Advisors | 2.08% | 1,028,662 | 12,292,511 | +75,294 | +7.90% |
| Selkirk Management LLC | 1.73% | 852,811 | 10,191,091 | -6,812 | -0.79% |
| Northern Trust Investments, Inc. | 1.10% | 542,355 | 6,481,142 | +1,585 | +0.29% |
| SSgA Funds Management, Inc. | 0.94% | 464,753 | 5,553,798 | +19,993 | +4.50% |
| Mutual fund | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| DFA US Small Cap Value Portfolio | 0.99% | 490,506 | 5,861,547 | -500 | -0.10% |
| iShares Russell 2000 Index Fund | 0.84% | 413,802 | 4,944,934 | -5,060 | -1.21% |
| Vanguard Total Stock Market Index... | 0.67% | 331,823 | 3,965,285 | +23,244 | +7.53% |
| Vanguard Small Cap Index Fund | 0.67% | 330,213 | 3,946,045 | -80,339 | -19.57% |
| Vanguard Small Cap Growth Index F... | 0.56% | 278,868 | 3,332,473 | -8,760 | -3.05% |
| DFA US Targeted Value Portfolio | 0.52% | 256,825 | 3,069,059 | 0 | 0.00% |
| DFA Tax Managed US Targeted Value... | 0.44% | 217,583 | 2,600,117 | 0 | 0.00% |
| Vanguard Extended Market Index Fu... | 0.43% | 210,883 | 2,520,052 | +4,959 | +2.41% |
| iShares Russell 2000 Value Index ... | 0.40% | 195,826 | 2,340,121 | +7,693 | +4.09% |
| DFA US Micro Cap Portfolio | 0.39% | 192,058 | 2,295,093 | +214 | +0.11% |
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