| 4.00 Data as of May 17 |  +0.01 / +0.25%Today’s Change | 2.41 Today|||52-Week Range 4.23 | +36.05% Year-to-Date |
| Mutual fund holders | 8.05% |
| Individual stakeholders | 5.94% |
| Other institutional | 43.97% |
| 3/31/2013 | KENNEDY CAPITAL MANAGEMENT, INC. Bought 748.4 Thousand shares of Yadkin Valley Financial C... |
| 3/31/2013 | MENDON CAPITAL ADVISORS CORP. Bought 627.8 Thousand shares of Yadkin Valley Financial C... |
| 3/31/2013 | BRIDGEWAY CAPITAL MANAGEMENT, IN... Bought 229.0 Thousand shares of Yadkin Valley Financial C... |
| Stockholder | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| Wellington Management Co. LLP | 9.37% | 4,044,975 | 16,220,350 | -1 | 0.00% |
| The Banc Funds Co. LLC | 4.74% | 2,046,401 | 8,206,068 | 0 | 0.00% |
| Stieven Capital Advisors LP | 4.74% | 2,045,698 | 8,203,249 | +10,000 | +0.49% |
| Manulife Asset Management (United... | 4.55% | 1,964,268 | 7,876,715 | 0 | 0.00% |
| Mendon Capital Advisors Corp. | 3.94% | 1,699,263 | 6,814,045 | +627,843 | +58.60% |
| Sandler O'Neill Asset Management ... | 3.92% | 1,692,615 | 6,787,386 | -3,800 | -0.22% |
| Basswood Capital Management LLC | 3.64% | 1,568,569 | 6,289,962 | -445,090 | -22.10% |
| Hutchin Hill Capital LP | 2.48% | 1,071,420 | 4,296,394 | 0 | 0.00% |
| MFP Investors LLC | 2.48% | 1,071,420 | 4,296,394 | 0 | 0.00% |
| EJF Capital LLC | 2.15% | 928,564 | 3,723,542 | 0 | 0.00% |
| Mutual fund | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| John Hancock Regional Bank Fund | 2.23% | 960,706 | 3,852,431 | 0 | 0.00% |
| John Hancock Financial Opportunit... | 1.31% | 565,710 | 2,268,497 | 0 | 0.00% |
| Burnham Financial Services Fund | 1.24% | 535,710 | 2,148,197 | +535,710 | -- |
| John Hancock Financial Industries... | 1.01% | 437,854 | 1,755,795 | 0 | 0.00% |
| Vanguard Extended Market Index Fu... | 0.66% | 285,441 | 1,144,618 | +6,653 | +2.39% |
| Vanguard Total Stock Market Index... | 0.43% | 184,188 | 738,594 | +26,384 | +16.72% |
| DFA US Small Cap Value Portfolio | 0.24% | 102,821 | 412,312 | 0 | 0.00% |
| Bridgeway Ultra Small Company Mar... | 0.15% | 64,200 | 257,442 | 0 | 0.00% |
| iShares Russell Micro Cap Index F... | 0.12% | 49,613 | 198,948 | +7,961 | +19.11% |
| DFA Tax Managed US Targeted Value... | 0.10% | 41,657 | 167,045 | +721 | +1.76% |
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