Hennessy Small Cap Financial Fund Investor Class (HSFNX)

Net Asset Value
1 Day
Overall Morningstar Rating
Style or Category
No Load
Sales Expenses
Expense Ratio
Above Average
Morningstar Risk Rating™
Investment Objective The investment seeks capital appreciation. The fund invests at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities of small-cap companies "principally engaged" in the business of providing financial services. The fund's manager considers a small-cap company to be one that has a market capitalization of less than $3 billion, measured at the time of purchase. It will not invest more than 5% of its total assets in the equity-related securities of any one company that derives more than 15% of its revenues from brokerage or investment management activities. The fund is non-diversified.


1 month-2.02% 3 years-9.66%
3 months-4.08% 5 years-0.58%
1 year-26.25% Since inception+8.18%
Data through --

Peer Comparisonvs. Financial

Performance 5-yr return-0.58%+2.49%
Expense ratio1.59%1.65%
Risk 5 year sharpe ratio0.050.28
Net assets$59.9M$256.0M
Average market cap$1.2B$53.3B
Average P/E8.614.5
Portfolio turnover46%46%

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Fund Management and Purchase Info

Fund familyHennessy
Fund manager & tenureDavid Ellison / 23 Years
Minimal initial investment$2,500.00
Minimum IRA investment$250.00


U.S. stock91.08%
International stock3.95%
Fixed income0.00%
Top 5 Sectors
Portfolio weighting
Financial service 94.29%
Business service 4.68%
Industrial materials 1.03%
Consumer goods 0.00%
Consumer service 0.00%
Top 10 Holdings
Portfolio weighting
HIFS Hingham Institution For Savings4.79%
EBSB Meridian Bancorp Inc (MARYLAND)4.69%
SNV Synovus Financial Corp4.56%
WTFC Wintrust Financial Corp4.50%
FMBI First Midwest Bancorp Inc4.45%
PFSI PennyMac Financial Services Inc4.31%
INDB Independent Bank Corp (Massachusetts)4.26%
TCBI Texas Capital Bancshares Inc4.16%
BHLB Berkshire Hills Bancorp Inc4.02%
LBAI Lakeland Bancorp Inc3.99%