Hennessy Small Cap Financial Fund Investor Class (HSFNX)

Net Asset Value
1 Day
Overall Morningstar Rating
Style or Category
No Load
Sales Expenses
Expense Ratio
Morningstar Risk Rating™
Investment Objective The investment seeks capital appreciation. The fund invests at least 80% of its net assets- plus the amount of any borrowings for investment purposes- in securities of small-cap companies "principally engaged" in the business of providing financial services. The fund's manager considers a small-cap company to be one that has a market capitalization of less than $3 billion- measured at the time of purchase. It will not invest more than 5% of its total assets in the equity-related securities of any one company that derives more than 15% of its revenues from brokerage or investment management activities. The fund is non-diversified.


1 month-0.78% 3 years+13.32%
3 months+0.20% 5 years+10.78%
1 year+16.08% Since inception+10.98%
Data through --

Peer Comparisonvs. Financial

Performance 5-yr return+10.78%+11.47%
Expense ratio1.53%1.73%
Risk 5 year sharpe ratio0.680.78
Net assets$190.9M$502.4M
Average market cap$1.5B$40.4B
Average P/E21.515.7
Portfolio turnover46%46%

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Fund Management and Purchase Info

Fund familyHennessy
Fund manager & tenureDavid Ellison / 21 Years
Minimal initial investment$2,500.00
Minimum IRA investment$250.00


U.S. stock95.84%
International stock2.28%
Fixed income0.00%
Top 5 Sectors
Portfolio weighting
Financial service 94.29%
Business service 4.68%
Industrial materials 1.03%
Consumer goods 0.00%
Consumer service 0.00%
Top 10 Holdings
Portfolio weighting
HIFS Hingham Institution For Savings5.18%
OCFC OceanFirst Financial Corp5.12%
BRKL Brookline Bancorp Inc5.11%
EGBN Eagle Bancorp Inc4.45%
EBSB Meridian Bancorp Inc4.42%
UBSH Union Bankshares Corp4.33%
OPB Opus Bank4.16%
FCB FCB Financial Holdings Inc4.05%
CNOB ConnectOne Bancorp Inc3.68%
BANC Banc of California Inc3.65%