| 2.77 Data as of May 17 |  +0.02 / +0.73%Today’s Change | 2.59 Today|||52-Week Range 4.14 | -1.42% Year-to-Date |
| Mutual fund holders | 32.34% |
| Individual stakeholders | 3.82% |
| Other institutional | 16.15% |
| 3/31/2013 | GRUBER & MCBAINE CAPITAL MANAGEM... Bought 80.0 Thousand shares of AXT Inc |
| 3/31/2013 | THE VANGUARD GROUP, INC. Bought 53.5 Thousand shares of AXT Inc |
| 3/31/2013 | ANCORA ADVISORS LLC Bought 53.0 Thousand shares of AXT Inc |
| Stockholder | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| Royce & Associates LLC | 12.33% | 4,027,415 | 11,558,681 | -1,500 | -0.04% |
| BlackRock Fund Advisors | 6.94% | 2,266,113 | 6,503,744 | +47,747 | +2.15% |
| Dimensional Fund Advisors, Inc. | 4.89% | 1,597,401 | 4,584,541 | -4,259 | -0.27% |
| The Vanguard Group, Inc. | 2.75% | 898,884 | 2,579,797 | +53,510 | +6.33% |
| Princeton Capital Management, Inc... | 1.70% | 555,900 | 1,595,433 | -99,850 | -15.23% |
| SSgA Funds Management, Inc. | 1.62% | 528,621 | 1,517,142 | -10,733 | -1.99% |
| AlphaOne Investment Services LLC | 1.47% | 478,987 | 1,374,693 | -78,811 | -14.13% |
| Employees Retirement System of Te... | 1.38% | 450,000 | 1,291,500 | 0 | 0.00% |
| Northern Trust Investments, Inc. | 1.31% | 427,976 | 1,228,291 | +5,464 | +1.29% |
| Wellington Management Co. LLP | 1.13% | 369,000 | 1,059,030 | +156,347 | +73.52% |
| Mutual fund | Stake | Shares owned | Total value ($) | Shares bought / sold | Total change |
|---|---|---|---|---|---|
| Royce Micro Cap Fund | 5.54% | 1,808,161 | 5,189,422 | -81,200 | -4.30% |
| Royce Capital Fund-Micro Cap Port... | 3.16% | 1,032,947 | 2,964,558 | +81,200 | +8.53% |
| Pictet - Clean Energy Fund | 2.99% | 976,910 | 2,803,732 | -161,673 | -14.20% |
| Royce Opportunity Fund | 1.93% | 629,230 | 1,805,890 | 0 | 0.00% |
| iShares Russell 2000 Index Fund | 1.56% | 508,629 | 1,459,765 | -6,215 | -1.21% |
| Vanguard Total Stock Market Index... | 1.18% | 386,611 | 1,109,574 | 0 | 0.00% |
| Adirondack Small Cap Fund | 1.04% | 340,872 | 978,303 | +64,103 | +23.16% |
| Vanguard Extended Market Index Fu... | 1.02% | 331,833 | 952,361 | +7,920 | +2.45% |
| DFA US Micro Cap Portfolio | 0.87% | 285,411 | 819,130 | 0 | 0.00% |
| Pictet - Global Megatrend Selecti... | 0.78% | 254,366 | 730,030 | +22,952 | +9.92% |
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